KYC Quality Assurance Team
Deutsche Bank
Bangalore, India
Category
IT
Position Type
Full-Time
Company Overview
Deutsche Bank is a leading global investment bank with a strong presence in the financial services industry. We are committed to providing innovative solutions and maintaining high standards of integrity and excellence.
Position Summary
Client Lifecycle Management (CLM) in Global KYC Operations is responsible for performing KYC on clients of Deutsche Bank Group and Affiliates across Corporate Investment Banking. The 1 LoD “Know Your Client (KYC) Quality Assurance (QA) - CB/IB Financial Crime Risk (FCR) and Compliance Business Control Office (BCO) function provides assurance to stakeholders as to whether DB’s KYC files reviewed meet the standards defined in the KYC Policy – DB Group and local requirements (where applicable) through an independent assessment of KYC file, including ascribed Client Risk Ratings and Due Diligence activities undertaken by the Business to manage Financial Crime Risks presented by the Client.
Key Responsibilities
- Operate as a KYC Quality Assurance SME with the global KYC QA function
- Review KYC files on a sample basis by applying the QA methodology to deliver an objective review of client files
- Perform accurate and consistent QA checks on KYC files across multiple locations, business areas and client types
- Identify risks within the KYC documentation and confirm issues have been remediated and/or appropriately escalated through the escalation process
- Partner with CLM & AFC QA teams to improve KYC standards
- Support and contribute towards a continuous improvement program of work borne out of a QA testing results, asses root causes and thematic issues proposing steps to be taken to eliminate, evidencing improvements
- Sustain to a culture of teamwork and collective achievement of departmental goals and objectives across QA & CLM teams
- Contribute to forward looking strategy for QA including, AI, machine learning & process re-engineering
Experience Required
3+ years KYC operations experience
Education Requirements
- Bachelor's degree in a relevant field
Soft Skills
- Analytical skills and attention to detail
- Effective communication, organisation, prioritisation and interpersonal skills
- Ability to work to high standards and under strong time constraints
- The ability to utilize your own area of expertise and knowledge to contribute to significant improvements in operational processes and policies
- Combine subject matter expertise and able to transfer knowledge to colleagues
Benefits
- Best in class leave policy
- Gender neutral parental leaves
- 100% reimbursement under childcare assistance benefit (gender neutral)
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above
Reference Number
R0375786
Equal Opportunity
Deutsche Bank is an equal opportunity employer. We embrace diversity and are committed to creating an inclusive environment for all employees.